On Thursday, November 8, over 400 industry professionals in the governance, risk and compliance world will gather together to celebrate the best of the best in GRC at the annual Corporate Secretary’s Corporate Governance Awards.
Both teams and individuals will be recognized for excellence in their industry at a prestigious gala event held at Cipriani 25 Broadway in New York City.
For our awards, individuals and companies have the opportunity to nominate themselves or others, free of charge.The 2018 nomination period is now open. Please click here to view nomination requirements and to submit your entry form. Please click on an award title below for further information on each category.
The 2018 nomination period is now open.
Please click here to view nomination requirements and to submit your entry form. The deadline to submit your entries is July 6, 2018. Please click on an award title below for further information on each category. Shortlisted companies will be announced mid October. Good luck!
The awards are open to all corporate secretaries, general counsel, governance officers and compliance officers at any company listed and domiciled in the US. Small to mid-cap includes companies with a market cap under $10 billion. Large cap includes companies with a market cap over $10 billion.
Who can enter?
The Corporate Governance Awards are open to all corporate secretaries, general counsel, governance officers and compliance officers at any company listed and domiciled in the US. The international category is open to any publicly traded non-US company. Our 2018 awards will be presented at a gala celebration in New York City.
Who can submit a nomination?
Entries can be submitted directly by the individuals or companies being nominated, or they can be submitted on their behalf by outside law firms, vendors or other service providers. Alternatively, anyone may nominate an individual or company and Corporate Secretary will endeavor to obtain supporting materials from the nominee.
All work submitted must have been undertaken within the US or, in the case of overseas work, have been initiated or coordinated in the US (except for the international category). The small to mid-cap category is for companies with a market cap under $10 billion. The large-cap category is for companies with a market cap of $10 billion and over.
The judges will be looking for demonstrable and qualitative results. Please submit all entries according to the following format:
Please note: all submissions must relate to work carried out in the period July 1, 2017 to June 30, 2018. All information will be treated as confidential and will not be used for any purpose other than judging the awards.
Skadden Arps Slate Meagher & Flom
Brian Breheny heads Skadden’s SEC reporting and compliance practice, focusing on M&A, corporate governance and general corporate and securities matters. He also advises numerous clients on a full range of SEC reporting, compliance and corporate governance issues, including compliance with the provisions of the Dodd-Frank Act, the SEC’s tender offer rules and regulations and the federal proxy rules.
Before joining Skadden in 2010, Breheny held several leadership positions in the division of corporation finance at the SEC. He began as chief of the SEC’s office of mergers and acquisitions in July 2003, where he oversaw the legal and technical aspects of the administration of the Securities Act of 1933 as it related to tender offers and mergers; the proxy, beneficial ownership reporting, tender offer and going-private provisions of the Securities Exchange Act of 1934; and the rules, regulations, forms and procedures promulgated to implement these statutory provisions.
In November 2007 he became deputy director of legal and regulatory policy. In this position he was a member of the senior staff of the commission with responsibility for the division’s legal and regulatory policy support offices (chief counsel, chief accountant, M&A, international corporate finance, rulemaking, small business policy and enforcement liaison).
During his tenure at the SEC, he assisted the commission with its consideration of significant rule amendments in a number of areas including shareholder director nominations, tender offers, beneficial ownership reporting, electronic delivery of proxy materials, electronic shareholder forums, short sale disclosure and proxy voting and shareholder communications.
Breheny serves as a member of the board of directors of the Society for Corporate Governance and has been repeatedly recognized by the National Association of Corporate Directors as part of its Directorship 100. He also has been selected for inclusion in Best Lawyers in America, The International Who’s Who of Corporate Governance Lawyers and Chambers USA: America’s Leading Lawyers for Business.
The Conference Board
Douglas Chia is executive director of the Conference Board Governance Center. He joined the Conference Board in February 2016, having previously served as assistant general counsel and corporate secretary of Johnson & Johnson. Prior to that, he served as assistant general counsel for corporate at Tyco International, and practiced law at Simpson Thacher & Bartlett and Clifford Chance, both in New York and Hong Kong.
Chia has held several central leadership positions in the corporate governance field, including chair of the board of directors of the Society for Corporate Governance, president of the Stockholder Relations Society of New York and member of the NYSE corporate governance commission. He is a member of the corporate laws committee of the American Bar Association and a member of the National Asian Pacific American Bar Association.
Among other recognitions, he has been named corporate governance professional of the year by Corporate Secretary, distinguished corporate secretary by Corporate Board Member, one of the 100 most influential people in finance by Treasury & Risk and one of the 100 most influential people in corporate governance and the boardroom by NACD Directorship.
Chia is frequently used by media outlets for insights on corporate governance and securities regulation, and his commentary has been quoted by The Wall Street Journal, Financial Times, Bloomberg, Los Angeles Times, Chicago Tribune, The Atlantic, AgendaWeek, CQ Roll Call and TheStreet.com.
He is a graduate of Dartmouth College and the Georgetown University Law Center. He lives in Princeton, New Jersey with his wife and their four children.
Executive Vice President & General Counsel
Lucy Fato is Executive Vice President & General Counsel of AIG where she oversees the global Legal, Compliance, Regulatory & Government Affairs departments. Prior to AIG, Lucy was Managing Director, Head of the Americas & General Counsel of Nardello & Co., a global private investigative firm, where she led the firm’s North and South American practices and served as the global General Counsel.
Previously, Lucy was Executive Vice President & General Counsel of McGraw Hill Financial (now known as S&P Global). Prior to that, Lucy was Vice President, Deputy General Counsel & Corporate Secretary at Marsh & McLennan Companies. Lucy began her legal career at Davis Polk & Wardwell where she spent 14 years, including five as a partner in the capital markets group.
In 2009, Lucy was inducted into the YWCA-NYC Academy of Women Leaders. She also serves on the Board of Trustees of the Randall’s Island Park Alliance (RIPA), a non-profit organization that works with the City of New York and local communities to maintain the park for the wellbeing of all New Yorkers. In 2015, she was RIPA’s business honoree and was named by Ethisphere Magazine as one of the “2015 Attorneys Who Matter” for her dedication to furthering corporate ethics.
EverPower Wind Holdings
Carol Strickland has been working in the corporate governance arena for more than 40 years. She is a graduate of Skidmore College and New York University’s Wagner Graduate School of Public Service.
Strickland served as corporate secretary (1979 to 2007) and chief of staff (2000 to 2007) of US Trust Corporation, where she also served as head of the compliance risk and audit committee and chair of the corporate contributions committee. Since 2008, she has been the chief administrative officer of EverPower Wind Holdings, a renewable energy company headquartered in Pittsburgh, where she has oversight for IT, human resources, real estate, corporate policies and practices and board matters.
Strickland is a former chair of the Society for Corporate Governance (formerly the Society of Corporate Secretaries and Governance Professionals) and is a former president of its New York chapter. She has served on numerous non-profit boards including Greenwich House, Martha Graham Dance Company, Counterpoint Theatre and the Paul Taylor Dance Company. In 1997 she was given a YWCA Woman of Achievement Award.
"The awards are external validations for the work being done by the governance groups within companies whose work might go unseen by the average employee. Having a physical trophy is a good representation of the hard work of those teams"
"The Corporate Governance Awards are an excellent event that shines light on all aspects of corporate governance and recognizes a lot of hard work happening behind the scenes in leading organizations"
"It is important that the good work done by many members of the corporate governance community be highlighted, and I particularly appreciate the opportunity for recognition offered to smaller companies and rising stars"
"As was said by many, compliance is a critical function in today’s corporate world. Yet, those engaged in that effort receive insufficient attention. Corporate Secretary, generally, and this event in particular, shine appropriate light on not only the substance of ethics, compliance and good governance, but also put faces to the names who lead in this field"
Our evening of elegance – a black tie affair – will commence at 6.30 pm at Cipriani, Broadway. Please see the timeline below for further event details.
Corporate GRC professionals are also invited to join us during the day for the Corporate Secretary Think Tank – Best Practices. Be on the lookout for further information on this not-to-be-missed event.
Taking place on the morning of the awards ceremony, the Corporate Secretary Think Tank – Best Practices is an invitation-only event exclusively for senior GRC professionals.
It is free to attend and our unique format enables participants to network extensively, discuss, debate and dissect best practices and topical issues in the corporate governance world.
What makes our format so unique?
It is far removed from the traditional conference set-up as the event consists of a series of panel sessions followed by roundtable discussions on select GRC issues. These interactive sessions are an opportunity to share experiences with and learn from other top-rated corporate governance professionals. All discussions are confidential and none of the participants’ comments are attributed. This allows attendees to talk freely and have frank, open discussions.
For more information on the think tank and to attend, please contact [email protected]
For more information, please visit www.aig.com.
Alliance Advisors is a multi-faceted shareholder communications and governance advisory firm specializing in proxy solicitation, governance consulting, proxy contests, market surveillance,and proxy management.
We are an independent, management-owned firm that provides our clientele with year-round consultation and analysis of institutional investors and the proxy advisory firms as well as the ever-changing governance and activist landscape.
Since its establishment in 2005, Alliance has built an extensive client roster of more than 500 corporate clients that include some of the most prestigious names in international business. We distinguish our firm by having an experienced staff, including former advisory firm executives,and a complementary suite of products and services unmatched in the industry today.
Our team has superior expertise with managing shareholder activism, M&A, and corporate actions including executive compensation, contested elections, shareholder proposals, and corporate governance issues. Our success is based on a combination of our dedicated professionals, innovative nature, unmatched service, sophisticated databases, and the firm’s collective commitment to flawless execution.
For more information, please visit http://allianceadvisorsllc.com
BoardBookit changed the board portal landscape by providing highly secure board management solutions with leading edge technology. Instead of focusing on complicated, custom implementations, BoardBookit provides a solution that gets companies up and running in hours instead of weeks/months, doesn’t require IT resources, and places control in the hands of administrators. Companies across North America, the United Kingdom, the European Union, Australia, and Africa use BoardBookit to manage their most sensitive information and enable directors to make better decisions.
To learn more about how BoardBookit can eliminate the security risks of email, courier, and printing while speeding up the process of managing, distributing, and controlling your important information, visit BoardBookit at www.boardbookit.com.
Broadridge Financial Solutions (NYSE:BR) is the leading provider of investor communications and technology-driven solutions for broker-dealers, banks, mutual funds and corporate issuers globally. Broadridge’s investor communications, securities processing and business-process outsourcing solutions help clients reduce their capital investments in operations infrastructure, allowing them to increase their focus on core business activities. With more than 50 years’ experience, Broadridge’s infrastructure underpins proxy voting services for more than 90 percent of public companies and mutual funds in North America and processes more than $5 trillion in fixed income and equity trades per day. Broadridge employs approximately 6,400 full-time associates in 13 countries.
For more information, please visit www.broadridge.com
Chesapeake Utilities Corporation is a diversified energy company engaged in natural gas distribution, transmission, gathering and processing, and marketing; electricity distribution; propane gas distribution and wholesale marketing; and other businesses. In total, the Company currently serves approximately 226,000 customers with natural gas, propane or electricity. Information about Chesapeake Utilities Corporation and the Chesapeake family of businesses is available on our website.
For more information, please visit www.chpk.com.
For more than 165 years, Davis Polk has ranked among the premier law firms with practices that are world class across the board.
Today, with 10 offices strategically located in key business centers and political capitals around the globe, Davis Polk remains one of the small handful of firms that leading companies and financial institutions around the world turn to for counsel on their most significant business and legal matters.
Our professionals collaborate seamlessly across practice groups and geographies to provide our clients with exceptional service, sophisticated advice and creative and practical solutions that reflect a deep understanding of the full legal landscape, market practice and our clients’ businesses and objectives.
Our extensive cross-border experience coupled with the diversity of our professionals and our top-flight local law capabilities allow us to bridge business, cultural, language, legal and regulatory differences across jurisdictions.
Learn more at https://www.davispolk.com
Diligent is the leading provider of secure corporate governance and collaboration solutions for boards and senior executives. Over 4,000 clients in more than 60 countries and on all seven continents rely on Diligent to provide secure, intuitive access to their most time-sensitive and confidential information, ultimately helping them make better decisions. The Diligent Boards (formerly Diligent Boardbooks) solution speeds and simplifies how board materials are produced, delivered and collaborated on via any device, removing the security concerns of doing this by courier, email and file sharing. Visit our website or follow us on Twitter @diligentHQ to learn more.
For more information, please visit www.diligent.com.
Donnelley Financial Solutions (NYSE: DFIN) provides software and services that enable clients to communicate with confidence in a complex regulatory environment. With 3,500 employees in 61 locations across 18 countries, we provide thousands of clients globally with innovative tools for content creation, management and distribution, as well as data analytics and multi-lingual translations services. Leveraging advanced technology, deep-domain expertise and 24/7 support, we deliver cost-effective solutions to meet the evolving needs of our clients.
For more information, please visit www.dfsco.com
For more information, please visit https://equiniti.com/us/.
Graybar, a Fortune 500 corporation and one of the largest employee-owned companies in North America, is a leader in the distribution of high quality electrical, communications and data networking products, and specializes in related supply chain management and logistics services. Through its network of more than 260 North American distribution facilities, it stocks and sells products from thousands of manufacturers, helping its customers power, network and secure their facilities with speed, intelligence and efficiency.
For more information, visit www.graybar.com or call 1-800-GRAYBAR.
Innisfree provides sound advice and results-oriented implementation in domestic and cross border proxy solicitations, tender/exchange offers, mergers and other corporate actions, as well as consulting services on strategic management issues, including corporate governance and investor relations.
For more information, please visit www.innisfreema.com
Marsh & McLennan Companies is a global professional services firm offering clients advice and solutions in risk, strategy, and human capital. Marsh is a global leader in insurance broking and risk management; Guy Carpenter is a global leader in risk and reinsurance intermediary services; Mercer is a global leader in talent, health, retirement, and investment consulting; and Oliver Wyman is a global leader in management consulting. Our 55,000 colleagues provide analysis, advice, and transactional capabilities to clients in more than 130 countries.
For more information, please visit www.mmc.com.
The NuVo Group provides financial printing, digital publishing and EDGAR SEC electronic filing services to some of the world’s most respected financial institutions. We possess the tools, team and advanced technologies to ensure an exceptional customer experience — ease of process, rapid execution, regulatory compliance and, of course, uncompromising accuracy. Our Mission & Vision is to consistently perform in ways that make our customers’ jobs easier, and their printing and filing faster, to leverage the most experienced talent, effective tools and advanced technologies in financial printing, digital publishing and EDGAR SEC filing today in order to simplify, accelerate and enhance the end product we proudly deliver to our customers — on time, in format and on budget. To lead in the design and development of groundbreaking services, solutions and support systems, innovations that redefine the industry of financial printing, digital publishing and EDGAR SEC filing and deliver more tangible value and responsiveness to customers — compressed lead times, error-free documents, streamlined production and reduced cost. Proud to be named one of Inc 5000’s Fastest Growing Private Companies.
For more information, please visit http://www.thenuvogroup.com/
Okapi Partners is a proxy
solicitation, information agent and specialty
advisory firm with unrivaled insight
into how investors respond and make voting
decisions. We design and execute thoughtful,
results-oriented strategies that ensure our
clients succeed in any scenario requiring an
investor response. We offer clients
superior intellectual capital, extensive industry
relationships and unmatched execution capabilities.
S&P Global is a leading provider of transparent and independent ratings, benchmarks, analytics and data to the capital and commodity markets worldwide. The Company’s divisions include S&P Global Ratings, S&P Global Market Intelligence, S&P Dow Jones Indices and S&P Global Platts. S&P Global has approximately 20,000 employees in 31 countries.
For more information, please visit www.spglobal.com.
The organization of choice for securities industry professionals.
The Shareholder Services Association (SSA) supports securities professionals in the field of shareholder services. The SSA provides educational programs and serves as a vehicle for networking, the exchange of information, professional development and advocacy in the legislative and regulatory environment on behalf of the industry.
For more information, please visit www.shareholderservices.org
Sign up for the complete experience below. You will have full access to the welcome drinks reception, the glamorous dinner, the prestigious awards ceremony and the fun-filled after party! If you have any questions regarding booking seats and tables for the awards, please contact
Brigitte Toledano on +1 212 430 6861.
Book today; early bird pricing ends Thursday, September 27, 2018.